Legal Information 

 

The information contained in this website, including any links to other websites, is provided for general informational purposes as a convenience to Northwestern Mutual customers and Internet users. This information is not a substitute for obtaining professional advice from a qualified person, firm or corporation. Therefore, you should not rely solely upon this information in making any decision, including any decision to buy a product from Northwestern Mutual or any other company. This information, including any prospectus information, is not an offer to sell or a solicitation of an offer to buy any security, service, or product.

Northwestern Mutual® and Northwestern Mutual Financial Network® are trademarks of The Northwestern Mutual Life Insurance Company.

Northwestern Mutual Financial Network is the marketing name for the sales and distribution arm of The Northwestern Mutual Life Insurance Company, its subsidiaries and affiliates. The products and services referenced are offered and sold only by appropriately appointed and licensed entities and Network Representatives. Network representatives might not represent all entities shown or provide all the services discussed on this website. Not all products and services are available in all states.

The Northwestern Mutual Life Insurance Company, Milwaukee, WI (life insurance, disability income insurance and annuities) is neither a registered
broker-dealer nor a registered investment adviser.

Securities and some advisory services are offered through Registered Representatives of Northwestern Mutual Investment Services, LLC (NMIS), Suite 300, 611 E. Wisconsin Avenue, Milwaukee, WI 53202,
1-866-664-7737, a wholly-owned company of The Northwestern Mutual Life Insurance Company, Milwaukee, WI, a registered investment adviser and member of the FINRA and SIPC.

Northwestern Mutual Wealth Management Company®, Milwaukee, WI (WMC), a wholly-owned company of The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM), is a limited purpose federal savings bank that provides financial planning, investment management, and trust services. WMC is not a broker-dealer or insurance company and does not offer insurance products or brokerage services.

Wealth Management Advisors are Representatives of Northwestern Mutual Wealth Management Company®.

Estate Strategies Group (ESG) is a division of Northwestern Mutual Wealth Management Company®, Milwaukee, WI (WMC).

Federal Law requires that Northwestern Mutual Wealth Management Company® obtain, verify and record information that identifies each person who opens an account. As part of that process, you will be asked to provide your name, address, date of birth (as applicable) and other information. Northwestern Mutual Wealth Management Company® may utilize information from your driver's license, other government issued identification or other means, including third party sources, to verify your identity.

Depending on the products and/or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the Northwestern Mutual Wealth Management Company, its services, fees and conflicts of interest before investing or engaging in financial planning services. To obtain a copy of one or more of these brochures, contact your representative.

Long-term care insurance is offered through the Northwestern Long Term Care Insurance Company, Milwaukee, WI, a subsidiary of The Northwestern Mutual Life Insurance Company, Milwaukee, WI.

Russell Investment Group is a Washington, USA corporation, which operates through subsidiaries worldwide, including Russell Investments, and is a subsidiary of The Northwestern Mutual Life Insurance Company.

Russell Investments is the owner of the trademarks, service marks, and copyrights related to its respective indexes.

The Russell logo is a trademark and service mark of Russell Investments.

Strategic Employee Benefit Services is a marketing program in which local independently owned and operated companies that are not subsidiaries or affiliates of The Northwestern Mutual Life Insurance Company provide comprehensive employee benefit services. Strategic Employee Benefit Services provides Northwestern Mutual Financial Network Representatives with access to a variety of top employee benefit companies.

Nothing on this website, including links to other websites, is intended as legal or tax advice; nonetheless, Treasury Regulations might require the following statements. This information was compiled by The Northwestern Mutual Life Insurance Company. It is intended solely for the information and education and/or promotional purposes of Northwestern Mutual Financial Network Representatives. It must not be used as a basis for legal or tax advice, and is not intended to be used and cannot be used to avoid any penalties that may be imposed on a taxpayer. Financial Representatives do not give legal or tax advice. Taxpayers should seek advice based on their particular circumstances from an independent tax advisor. Tax and other planning developments after the original date of publication may affect these discussions.