In November 2000, the SEC adopted new rules aimed at improving the quality and availability of public disclosure related to order execution and routing practices. The SEC believes that the new rules will increase competition among market centers to provide the best possible price and speed of execution for investor orders. We welcome this opportunity to share with you our order routing practices.
Data for orders cleared through Pershing, LLC can be found by going to order routing disclosure and entering Northwestern Mutual as the name of the Broker-Dealer.
Clients may request more detailed execution information specific to their orders by contacting Northwestern Mutual Investment Services, LLC (NMIS) at 1-866-664-7737.
- Northwestern Mutual
- Northwestern Mutual Investment Services, LLC
- Northwestern Long Term Care Insurance Company