Northwestern Mutual

Disclosures and Legal Information

Northwestern Mutual® is a trademark of The Northwestern Mutual Life Insurance Company.

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company and its subsidiaries.

Life insurance, disability insurance, and annuities are issued by The Northwestern Mutual Life Insurance Company (NM), Milwaukee, WI.NM is neither a registered broker-dealer nor a registered investment adviser.

Long-term care insurance is issued by Northwestern Long Term Care Insurance Company (NLTC), Milwaukee, WI, a subsidiary of NM.

Securities and investment advisory programs are offered through Northwestern Mutual Investment Services, LLC (NMIS), a subsidiary of NM, broker-dealer, registered investment adviser, member FINRA and SIPC.

Investment management, trust services, and fee-based planning are offered through Northwestern Mutual Wealth Management Company® (NMWMC), Milwaukee, WI, a subsidiary of NM and limited purpose federal savings bank. NMWMC is not a broker-dealer or insurance company and does not offer insurance products or brokerage services. Investment products and trust services are not insured by the FDIC, are not deposits or other obligations of, or guaranteed by, NMWMC or its affiliates and are subject to investment risks, including possible loss of the principal amount invested.  

Estate Strategies Group (ESG) is a division of NMWMC.

Strategic Employee Benefit Services is a marketing program in which local independently owned and operated companies that are not subsidiaries or affiliates of NM provide comprehensive employee benefit services. Strategic Employee Benefit Services provides Northwestern Mutual Financial Representatives with access to a variety of top employee benefit companies.

Russell Investment Group is a Washington USA corporation which operates through subsidiaries worldwide, including Russell Investments. Russell Investments is the owner of the trademarks, service marks, and copyrights related to its respective indexes. The Russell logo is a trademark and service mark of Russell Investments.

A financial professional can include any of the following: Financial Representatives are Insurance Agents of The Northwestern Mutual Life Insurance Company and may also be Registered Representatives of NMIS. Financial Advisors are Registered Representatives and Investment Adviser Representatives of NMIS. Wealth Management Advisors are Representatives of NMWMC. 

Products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial professionals. Financial professionals might not represent all entities shown or provide all the services discussed. Not all products and services are available in all states.

The information contained in this website, including any links to other websites, is provided for general informational purposes as a convenience to Northwestern Mutual customers and Internet users. This information is not a substitute for obtaining professional advice from a qualified person, firm or corporation. Therefore, you should not rely solely upon this information in making any decision, including any decision to buy a product from Northwestern Mutual or any other company. This information, including any prospectus information, is not an offer to sell or a solicitation of an offer to buy any security, service, or product. This is not intended to provide legal or tax advice. Please consult your legal or tax professional for specific information. 

Federal Law requires that Northwestern Mutual obtain, verify and record information that identifies each owner. As part of that process, the owner will be asked to provide the following:  name, address, date of birth (as applicable) and other information. Northwestern Mutual may utilize information from the owner’s driver's license, other government issued identification or other means, including third party sources, to verify identity.

Policy Contract/Form Numbers

State Variations to the form numbers may apply. Not all policies/contracts are available in every state.

Life Insurance Policy Forms

Permanent: 90 Life ~ ICC12.TT.WL.(0513), 65 Life ~ ICC12.TT.WL.(0513),10 Year Limited Pay Life ~ ICC12.TT.WL.(0513), 15 Year Limited Pay Life ~ ICC12.TT.WL.(0513), 20 Year Limited Pay Life ~ ICC12.TT.WL.(0513), Single Premium Life ~ ICC12.TT.SPL.(0513)

Term: Term 80 ~ ICC12.TT.TERM.(0513), Term 10 ~ ICC12.TT.TERM.(0513), Level Term 10 ~ ICC12.TT.TERM.(0513), Level Term 20 ~ ICC12.TT.TERM.L20.(0513), One Year Term ~ NN 24

Combination: Adjustable CompLife ~ ICC12.TT.ACL.(0513), Corporate CompLife ~ ICC12.TT.KCL.(0513), ICC12.TT.KCL.5LN.(0513), Estate CompLife ~ ICC12.TT.ECL.(0513), Survivorship CompLife ~ ICC12.TT.SCL.(0513)

General Account Universal Life: Custom Universal Life - Accumulator ~ ICC13.TT.CUL.A.(1113), Survivorship Universal Life ~ ICC13.TT.SUL.(1113), Single Premium Universal Life ~ ICC13.TT.SPUL.(1113), Single Premium Universal Life ~ ICC13.TT.SPUL.P.(1113), Custom Universal Life - Guaranteed ~ ICC12.TT.CUL.G.(0513), Survivorship Universal Life - Guaranteed ~ ICC12.TT.SUL.G.(0513)

Variable: Custom Variable Universal Life ~ ICC12.TT.CVUL.(0513), Executive Variable Universal Life ~ ICC12.TT.EVUL.(0513), Survivorship Variable Universal Life ~ ICC12.TT.SVUL.(0513)

Annuity Contract Forms

Fixed: Single Premium Retirement Annuity (1 & 3 year) ~ ICC12.RS.SPRA.(0313), Single Premium Retirement Annuity (5 year) ~ ICC12.RS.SPRA.5.(0313), Single Premium Retirement Annuity (long duration) ~ ICC12.RS.SPRA.LD.(0313), Retirement Annuity Policy ~ NN.RA.(0608)*, Single Premium Deferred Income Annuity ~ ICC11.NN.DIA.(0511), Single Premium Immediate Annuity ~ ICC11.NN.SPIA.(0511), Single Premium Deferred Income Annuity (Portfolio Based) ~ ICC13.NN.PDIA.(0713), Single Premium Immediate Income Annuity (Portfolio Based) ~ ICC13.NN.PSPIA.(0713)

* For Indiana, Minnesota, North Carolina, New Jersey and Texas, form NN.RI.(0608) (Retirement Income Policy) is also available.

Variable: Group Variable Annuity - Account C ~ NPV.1C.(0594), Flexible Payment Variable Annuity - Account A - Front-load version ~ ICC12.RR.VA.AFR.(0313)*, Flexible Payment Variable Annuity - Account A - Back-load version ~ ICC12.RR.VA.ABK.(0313)**, Flexible Payment Variable Annuity - Account B - Front-load version ~ ICC12.RR.VA.BFR.(0313)***, Flexible Payment Variable Annuity - Account B - Back-load version ~ ICC12.RR.VA.BBK.(0313)****, Flexible Payment Variable Annuity - Account A - Fee Based version ~ ICC12.RR.VA.AFB.(0313)*****, Flexible Payment Variable Annuity - Account C - Network Edition version ~ ICC12.RR.VA.CNE.(0313)

* For New York, the form number is: RR.VA.AFR.NGF.(0313). ** For New York, the form number is: RR.VA.ABK.NGF.(0313).  *** For New York, the form number is: RR.VA.BFR.NGF.(0313). **** For New York, the form number is: RR.VA.BBK.NGF.(0313). ***** For New York, the form number is: RR.VA.AFB.NGF.(0313).

Disability Insurance Policy Forms

Individual: Non-Cancellable Disability Income ~ RR.NCDI.(0101), RR.NCDI.ML.(0101)*, Guaranteed Renewable Disability Income ~ RR.GRDI.(0101), RR.GRDI.ML.(0101)*, Disability Keyperson ~ RR.KEY.(0101), Disability Buyout Expense Reimbursement ~ RR.BUY.(0101), Disability Overhead Expense ~ RR.DOE.(0101) Interim-Term Disability Income ~ RR.INT.(0101)

* RR.NCDI.ML.(0101) and RR.GRDI.ML.(0101) are only available in Iowa, New Jersey, New York and Ohio.

Group:  Group Short Term Disability ~ MN 992-STD, Group Long Term Disability ~ MN 992-LTD, Group LTD Conversion ~ MN 992-CONV, Small Group Long Term Disability ~ MN 1096-SGLTD, Small Group Short Term Disability ~ MN 1096-SGSTD

Long-Term Care Insurance Policy Forms

Long-Term Care Insurance: UU.LTC.(1014), UU.LTC.SN.(1014)*, ICC14.UU.LTC.(1014)**, ICC14.UU.LTC.SN.(1014)**, UU.LTC.ML.(1014)***, UU.LTCN.(1014)****, TT.LTC.(1010)*****, TT.LTC.ML.(1010)******, TT.LTC.(0213)*******.

* UU.LTC.SN.(1014) is only available in Maryland and North Dakota. ** ICC14.UU.LTC.(1014) and ICC14.UU.LTC.SN.(1014) are only available in Colorado. *** UU.LTC.ML.(1014) is only available in New Jersey, Ohio and Pennsylvania. **** UU.LTCN.(1014) is only available in Massachusetts. ***** TT.LTC.(1010) is only available in California, New York and Rhode Island.  ****** TT.LTC.ML.(1010) is only available in New York. ******* TT.LTC.(0213) is only available in Virginia.

 


Additional Information

  • Northwestern Mutual
  • Northwestern Mutual Investment Services, LLC
  • Northwestern Long Term Care Insurance Company

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