Skip to main content
Northwestern Mutual Northwestern Mutual
Primary Navigation
  • Home
  • Who We Are
    • Who We Are Overview
    • Working With an Advisor
    • Our Financial Strength
  • Planning Services
    • Planning Services Overview
    • Financial Planning
    • Retirement Planning
      • Retirement Planning Overview
      • Retirement Calculator Beach chair icon
    • College Savings Plans
    • Private Wealth Management
    • Estate Planning
    • Long-Term Care
    • Business Services
  • Insurance
    • Insurance Overview
    • Life Insurance
      • Life Insurance Overview
      • Whole Life Insurance
      • Universal Life Insurance
      • Term Life Insurance
      • Life Insurance Calculator Shield icon
    • Disability Insurance
      • Disability Insurance Overview
      • For Individuals
      • For Doctors and Dentists
      • Disability Insurance Calculator Money Parachute icon
    • Long-Term Care
    • Annuities
  • Investments
    • Investments Overview
    • Investment Solutions
    • Private Wealth Management
    • Advisory Programs
    • Private Client Services
    • Market Commentary
  • Life & Money
    • Life & Money Overview
    • Your Family
    • Your Home
    • Market Commentary
    • Your Career
    • Money Basics
Utility Navigation
  • Find a Financial Advisor
  • Claims

Broker/Dealer Information

Clearing Agent

Pershing LLC DTCC # 0443
One Pershing Plaza
Jersey City, NJ 07399

Physical Certificates

Certificates for IRA accounts should be registered as follows:

NM Wealth Mgmt Co Cust
FBO: (client name) IRA
Acct #

Mail physical certificates to:
Pershing LLC
Attn: Security Receive Dept
One Pershing Plaza
Jersey City, NJ 07399

Register Book Entry Shares

NM Wealth Mgmt Co Cust
FBO: (client name) IRA
Acct #
Attn: Legal Transfers
720 E Wisconsin Ave
Milwaukee WI 53202

Additional legal information

Northwestern Mutual

Security and Privacy

Online Privacy Statement

Third Party Links

Customer Privacy Notice

Anti Fraud Efforts

Illinois Customers

New York Customers

HIPAA Privacy Notice

Social Media Guidelines

Northwestern Mutual Investment Services, LLC

Client Relationship Summary (Form CRS)

Guide to Brokerage Services

Investing Disclosures

Broker Dealer Information

Fee Schedule

Business Continuity Plan

Variable Products Compensation

Guides to Investing

Order Routing Summary

Northwestern Long Term Care Insurance Company

HIPAA Privacy Notice

Northwestern Mutual Wealth Management Company

Client Relationship Summary

Advisory Program Disclosure Brochures

Investing Disclosures

Find What You're Looking for at Northwestern Mutual

Footer Disclaimer

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company and its subsidiaries. Life and disability insurance, annuities, and life insurance with long-term care benefits are issued by The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM). Long-term care insurance is issued by Northwestern Long Term Care Insurance Company, Milwaukee, WI, (NLTC) a subsidiary of NM. Investment brokerage services are offered through Northwestern Mutual Investment Services, LLC (NMIS) a subsidiary of NM, broker-dealer, registered investment adviser, and member FINRA and SIPC. Investment advisory and trust services are offered through Northwestern Mutual Wealth Management Company (NMWMC), Milwaukee, WI, a subsidiary of NM and a federal savings bank. Products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial advisors and professionals. Not all products and services are available in all states. Not all Northwestern Mutual representatives are advisors. Only those representatives with "Advisor" in their title or who otherwise disclose their status as an advisor of NMWMC are credentialed as NMWMC representatives to provide investment advisory services.

Northwestern Mutual Northwestern Mutual

Footer Navigation

  • About Us
  • Newsroom
  • Careers
  • Information Protection
  • Business Services
  • Contact Us
  • FAQs
  • Legal Notice
  • Sitemap
  • Privacy Notices

Connect with us

  • Facebook iconConnect with us on Facebook
  • Twitter iconFollow Northwestern Mutual on Twitter
  • LinkedIn iconVisit Northwestern Mutual on LinkedIn
  • Instagram iconFollow Northwestern Mutual on Instagram
  • YouTube iconConnect with Northwestern Mutual on YouTube

Over 6,400 Financial Advisors and Professionals Nationwide*

Find an Advisor

Footer Copyright

*Based on Northwestern Mutual internal data, not applicable exclusively to disability insurance products.

Copyright © 2021 The Northwestern Mutual Life Insurance Company, Milwaukee, WI. All Rights Reserved. Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company and its subsidiaries.