Broker/Dealer Information

Clearing Agent

Pershing LLC DTCC # 0443

One Pershing Plaza

Jersey City, NJ 07399

Physical Certificates

Certificates for IRA accounts should be registered as follows:

NM Wealth Mgmt Co Cust

FBO: (client name) IRA

Acct #

Mail physical certificates to:

Pershing LLC

Attn: Security Receive Dept

One Pershing Plaza

Jersey City, NJ 07399

Register Book Entry Shares

NM Wealth Mgmt Co Cust

FBO: (client name) IRA

Acct #

Attn: Legal Transfers

720 E Wisconsin Ave

Milwaukee WI 53202