Broker/Dealer Information

Clearing Agent

Pershing LLC DTCC # 0443
One Pershing Plaza
Jersey City, NJ 07399

Physical Certificates

Certificates for IRA accounts should be registered as follows:

NM Wealth Mgmt Co Cust
FBO: (client name) IRA
Acct #

Mail physical certificates to:
Pershing LLC
Attn: Security Receive Dept
One Pershing Plaza
Jersey City, NJ 07399

Register Book Entry Shares

NM Wealth Mgmt Co Cust
FBO: (client name) IRA
Acct #
Attn: Legal Transfers
720 E Wisconsin Ave
Milwaukee WI 53202